# COURSE OUTLINE: MH3520

Course Title

Course Code

### MH3520

Offered Study Year 3, Semester 1
Course Coordinator Philipp Harms (Dr) philipp.harms@ntu.edu.sg 6513 7187
Pre-requisites MH2100 and MH3500 and MH3600 and PS0001
AU 4
Contact hours Lectures: 39, Tutorials: 12
Approved for delivery from AY 2022/23 semester 1
Last revised 8 Jul 2022, 18:57

### Course Aims

This course investigates deep learning from the perspectives of several mathematical theories: numerical optimisation, statistical learning, function approximation, and coding theory. The aim is to shed some light on why and under what circumstances deep learning can be expected to work well - or not.

### Intended Learning Outcomes

Upon successfully completing this course, you should be able to:

1. Describe numerical optimization techniques in deep learning
2. Formulate deep learning as a statistical learning problem for a quantitative description of the inherent complexity
3. Use function approximation and coding theory to derive upper and lower bounds on the approximation power of neural networks
4. Implement deep learning algorithms in Python

### Course Content

History of deep learning and relation to other machine learning techniques

Training of neural networks via numerical optimization algorithms such as gradient descent

Error bounds for deep learning algorithms via statistical learning theory

Universality of neural networks via the Stone-Weierstrass theorem

Approximation rates for neural networks via polynomial/spline/wavelet approximation and coding theory

### Assessment

Component Course ILOs tested SPMS-MAS Graduate Attributes tested Weighting Team / Individual Assessment Rubrics
Continuous Assessment
Tutorials
Homework 1, 2, 3, 4 1. a, b, c, d
2. a, b
3. a
4. a
20 individual See Appendix for rubric
Presentation 1, 2, 3, 4 1. a, b, c, d
2. a, b
3. a
4. a
20 individual See Appendix for rubric
Examination (2 hours)
Short Answer Questions 1, 2, 3 1. a, b, c
2. a, b
3. a
4. a
60 individual See Appendix for rubric
Total 100%

These are the relevant SPMS-MAS Graduate Attributes.

### 1. Competence

a. Independently process and interpret mathematical theories and methodologies, and apply them to solve problems

b. Formulate mathematical statements precisely using rigorous mathematical language

c. Discover patterns by abstraction from examples

d. Use computer technology to solve problems, and to communicate mathematical ideas

### 2. Creativity

a. Critically assess the applicability of mathematical tools in the workplace

b. Build on the connection between subfields of mathematics to tackle new problems

### 3. Communication

a. Present mathematics ideas logically and coherently at the appropriate level for the intended audience

### 4. Civic-mindedness

a. Develop and communicate mathematical ideas and concepts relevant in everyday life for the benefits of society

### Formative Feedback

The proportion of your solved homework is continuous feedback on your ability to follow the class. Moreover, in the tutorial sessions, you will receive individual feedback when you present your solutions and collective feedback when we discuss common mistakes.

### Learning and Teaching Approach

 Lectures (39 hours) You will be introduced to deep learning from the perspectives of several mathematical theories. There will be excursions to fill you in on mathematical background as needed, based on informal feedback sessions. Tutorials (12 hours) In your homework, you will reinforce mathematical concepts covered in the lectures, learn how to implement deep-learning algorithms in Python, and interpret the numerical evidence in the light of theoretical predictions. When presenting your solutions, you will train to communicate mathematical ideas and arguments.

There is no single textbook covering the content of the course, and we will have to glimpse into various pieces of original literature instead. That being said, the following lecture notes can serve as a guide for the developments in the course:

Philipp C. Petersen (University of Vienna): Neural Network Theory. pc-petersen.eu/Neural_Network_Theory.pdf

### Course Policies and Student Responsibilities

(1) Attendance

You are expected to actively participate in all lectures and tutorials. If you miss a lecture, you must inform the instructor via email prior to the start of the class. If you miss a tutorial, you must obtain official leave from the administration. Unexcused absence will negatively impact your grade.

(2) Homework

Before each tutorial, you will be asked to indicate which homework problems you have solved. For any problem marked as solved, you must be able to present a complete and rigorous solution when requested to do so.

Good academic work depends on honesty and ethical behaviour. The quality of your work as a student relies on adhering to the principles of academic integrity and to the NTU Honour Code, a set of values shared by the whole university community. Truth, Trust and Justice are at the core of NTU’s shared values.

As a student, it is important that you recognize your responsibilities in understanding and applying the principles of academic integrity in all the work you do at NTU. Not knowing what is involved in maintaining academic integrity does not excuse academic dishonesty. You need to actively equip yourself with strategies to avoid all forms of academic dishonesty, including plagiarism, academic fraud, collusion and cheating. If you are uncertain of the definitions of any of these terms, you should go to the Academic Integrity website for more information. Consult your instructor(s) if you need any clarification about the requirements of academic integrity in the course.

### Course Instructors

Instructor Office Location Phone Email
Philipp Harms (Dr) SPMS-MAS-05-41 6513 7187 philipp.harms@ntu.edu.sg

### Planned Weekly Schedule

Week Topic Course ILO Readings/ Activities
1

Introduction to Deep Learning

1, 4

Lecture

2

Basics of Numerical Optimization

1, 4

Lecture and Tutorial

3

Training Neural Networks

1, 4

Lecture and Tutorial

4

Basics of Probability Theory

2, 4

Lecture and Tutorial

5

Error Bounds for Deep Learning via Statistical Learning Theory

2, 4

Lecture and Tutorial

6

Basics of Functional Analysis

3, 4

Lecture and Tutorial

7

Universality of Neural Networks

3, 4

Lecture and Tutorial

8

Basics of Approximation Theory

3, 4

Lecture and Tutorial

9

Kolmogorov-Arnold Representation and Approximation by Networks of Bounded Size

3, 4

Lecture and Tutorial

10

Splines and Approximation by Wide Networks

3, 4

Lecture and Tutorial

11

Wavelets and Approximation by Wide Networks

3, 4

Lecture and Tutorial

12

Coding Theory and Best Approximation Rates

3, 4

Lecture and Tutorial

13

Analyticity and Approximation by Deep Networks

3, 4

Lecture and Tutorial

### Appendix 1: Assessment Rubrics

#### Rubric for Tutorials: Homework (20%)

Point-based marking

#### Rubric for Tutorials: Presentation (20%)

For any problem indicated as solved, you must be able to present a complete and rigorous solution when requested to do so in the tutorial. You will be requested at least 2 or 3 times (depending on class size) to present a solution and will be scored on it individually as follows.

 Grading Criteria High standard (20 – 14) Average standard (13 – 7) Low standard (0 – 6) Quality of the solution The solution is accurate and complete. The solution is mostly accurate and complete, up to some minor mistakes or missing pieces. There is a major mistake or missing piece. Quality of the presentation The presentation is clear and well organized. It is easy to follow your arguments. The presentation is mostly clear and organized. It is possible to follow your arguments. The presentation is unclear or messy. It is difficult or impossible to follow your argument.

#### Rubric for Examination: Short Answer Questions (60%)

Point-based marking